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Image header Agence Europe
Europe Daily Bulletin No. 12482
Contents Publication in full By article 37 / 39
NEWS BRIEFS / Finance

ESMA warns retail investors about financial risks during pandemic

07/05/2020 (Agence Europe)In a public statement on Wednesday, 6 May, the European Securities and Markets Authority (ESMA) warned retail investors about the risks involved when trading under the current market conditions, which are highly uncertain due to the Covid-19 pandemic. In fact, several national authorities have seen a significant increase in the number of retail customers opening investment accounts and carrying out transactions. Financial market turmoil generated by the pandemic has led to “has led to high market volatility and an increase in market, credit and liquidity risks,” emphasises ESMA. The authority also takes investment firms to task, reminding them that they must comply with their obligations under MiFID II and act “honestly, fairly and professionally” when providing investors with services or advice, especially when these investors have limited investment knowledge or experience. See the statement: https://bit.ly/2WBxlVg (MF)

Contents

EU RESPONSE TO COVID-19
ECONOMY - FINANCE - BUSINESS
SECTORAL POLICIES
EXTERNAL ACTION
SECURITY - DEFENCE
INSTITUTIONAL
COURT OF JUSTICE OF THE EU
COUNCIL OF EUROPE
NEWS BRIEFS