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Europe Daily Bulletin No. 12635

14 January 2021
Contents Publication in full By article 11 / 25
ECONOMY - FINANCE - BUSINESS / Finance
ESMA warns UK companies attempting to circumvent MiFID II Directive after Brexit
Brussels, 13/01/2021 (Agence Europe)

The European Securities and Markets Authority (ESMA) on Wednesday 13 January issued a reminder to UK firms attempting to circumvent the requirements of the MiFID II Directive on the provision of investment services to clients by firms located outside the EU.

With the end of the UK transition period on 31 December 2020, some questionable practices by firms around reverse solicitation, where the product or service is marketed at the client’s own exclusive initiative, have emerged”,...

Contents

DEAL EU/UK
EU RESPONSE TO COVID-19
SECTORAL POLICIES
ECONOMY - FINANCE - BUSINESS
SECURITY - DEFENCE
EXTERNAL ACTION
FUNDAMENTAL RIGHTS - SOCIETAL ISSUES
COURT OF JUSTICE OF THE EU
NEWS BRIEFS